FAQ

How are you paid?

As fiduciaries we charge a relationship level percentage fee tiered by the amount of assets under our care. While we do execute transactional business at our practice, those charges are waived for our wealth management clients.

Are my assets safe?

The inherent risk of investing aside, not only are we charged with acting in your best interests at all times (The Fiduciary Standard), but the entirety of our assets under management are held in custody at Pershing, LLC. Having your assets "off-balance sheet" in this manner shelters the funds from any sort of forced or voluntary dissolution of our firm and/or parent company, or resulting from any civil, criminal, or any other legal proceeding against any of the aforementioned separately or in conjunction.

Will I have the opportunity for input into my portfolio?

We value the relationships we cultivate with our clients above all else and it is paramount that you are comfortable with our philosophy and process. We prefer to have quarterly check-ins with a complete relationship review at least once per year. We also reach out intermittently as the need arises and welcome any proactive contact by you throughout the year.

Am I under any sort of contractual obligation?

Earning your trust is the world to us and we will strive day-in and day-out to help you appreciate our fee as a worthwhile investment in your financial peace-of-mind vs. just an added expense. If you feel we are not positively impacting your financial well-being by at least the amount of the fee assessed, your portfolio remains completely portable throughout our relationship.